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Bank Policies & Procedures: Human Resources (PLM-184)

Provides management with a clear understanding of what the bank expects from its employees and, in turn, what employees can expect from the bank. Covers equal employment opportunity, employee...

Human Resources

Bank Policies & Procedures: Real Estate Lending (PLL-083)

Covers in detail the general policies that apply to all real estate secured lending, portfolio diversification, notices, pricing, CRE, product structure, IORR, construction lending, development...

Mortgage Lending Compliance Risk +4 More...

IT Security: Business E-mail Compromise (Individual)

This course explores the e-mail fraud schemes known collectively as Business E-mail Compromise (BEC). In a BEC attack, cyberthieves compromise a corporate e-mail account and impersonate the e-mail...

CPE Credits: 0.50
Information Technology Technology Security

Bank Policies & Procedures: Interest Rate Risk (PLM-095)

Establishes the guidelines to ensure that the bank is managed to recognize, measure, and control interest rate risk by setting risk limits, strategies, and reporting formats. Updated to reflect the...

CPE Credits: 0.50
Accounting/Finance Risk

Bank Policies & Procedures: Real Estate Settlement Procedure (PLC-122)

Establishes internal procedures to ensure proper compliance with the act, such as disclosures, escrow accounts, mortgage servicing transfers, and error resolution.

CPE Credits: 0.50
Mortgage Lending Compliance Risk +3 More...

ICBA Audit Certificate Program (Individual)

The ICBA Education Auditing Certificate program equips internal auditors with the knowledge and tools needed to successfully conduct and perform the internal audit function in their bank. This...

CPE Credits: 27.00
Audit Compliance

Bank Policies & Procedures: Reg P: Consumer Privacy Policy (PLC-200)

Addresses the collection, use, and retention of customer information, including maintenance of accurate information, limiting employee access, protection via security procedures, maintaining...

CPE Credits: 27.00
Compliance Reg. P GLBA

SAFE Act Training for MLOs (Individual)

The Secure and Fair Enforcement for Mortgage Licensing Act (SAFE Act) mandates a nationwide licensing and registration system for residential mortgage loan originators as well as the development of...

CPE Credits: 0.50
Compliance Regulation G - Secure and Fair Enforcement for Mortgage Licensing Act (SAFE Act)

Bank Policies & Procedures: Disposal Consumer/Customer Info (PLM-232)

Sets forth the bank’s systems and policies regarding the destruction of customer and consumer information. Defines various bank records and outlines steps to destroy information contained in them....

CPE Credits: 0.50
Operational Risk Compliance Information Technology +6 More...

Bank Policies & Procedures: Loan Workout Policy (PLL-286)

Establishes an appropriate practice for renewing and restructuring troubled credits. Addresses the requirements that are appropriate for the complexity of the bank’s loans and that are consistent...

CPE Credits: 0.50
Operational Risk Risk Lending +1 More...

Regulation CC: Funds Availability Act - Overview (Individual)

Regulation CC, also known as the Expedited Funds Availability Act, establishes the basic rights, liabilities, and responsibilities financial institutes have regarding the availability of deposited...

CPE Credits: 0.50
Compliance Regulation CC - Expedited Funds Availability Act Deposits

Bank Policies & Procedures: CAN SPAM Policy (PLM-338)

Outlines the specific procedures when initiating electronic mail messages to any recipient with the primary purpose of communicating a commercial message, primarily emails whose purpose is to...

CPE Credits: 0.50
Compliance Marketing Data and Analytics +1 More...

Bank Policies & Procedures: Funds Management (PLM-097)

Designed to ensure that the bank is managed to provide adequate liquidity and a satisfactory and consistent level of profit within suitable interest rate risk constraints.

CPE Credits: 0.50
Accounting/Finance

Regulation Z: Open-End Credit (Real Estate) (Individual)

Regulation Z or the Truth in Lending Act, encompasses several laws or acts and has been amended over the years. The regulation requires creditors to disclose the terms and cost of consumer credit...

CPE Credits: 0.50
Mortgage Lending Compliance Consumer Lending +4 More...

Bank Policies & Procedures: SAFE Act (PLC-284)

Guides the bank in compliance with the SAFE Act in a manner appropriate to the nature, size, complexity, and scope of the bank's operations. Addresses registration requirements for mortgage loan...

CPE Credits: 0.50
Mortgage Lending Compliance Lending +1 More...

Harassment Prevention Training for Employees [US] (Individual)

Sexual harassment and other forms of illegal discrimination are damaging to organizations, employees and society at large. This training will give employees a greater understanding of harassment...

CPE Credits: 1.00
Human Resources

Bank Policies & Procedures: Secondary Mortgage Market (PLL-287)

This policy establishes the guidelines for the bank to follow to stay in compliance with the rules, regulations, and industry standards that apply to the origination and sale of whole loans by the...

CPE Credits: 1.00
Mortgage Lending Lending Secondary Mortgage Market

Bank Policies & Procedures: Reg E: Electronic Funds Transfer (PLC-108)

Establishes the internal procedures for proper issuance of access devices, disclosure, limitations on customer liability, documentation of transfers, and error resolution.

CPE Credits: 1.00
Retail Banking/Frontline Operational Risk Reg. E +6 More...

Bank Policies & Procedures: Home Mortgage Disclosure Act Reporting (PLC-119)

Establishes internal procedures that result in the proper recording of loan information, submission, and proper disclosures to the public.

CPE Credits: 1.00
Compliance

ThinkTECH Thursday - Solutions Forum - AgTech - Nov 2024 (MP4)

Join us for this 90-minute session as we hear from four bankers and four company founders who together are improving the performance of their banks using emerging agtech solutions. You’ll get a...

Webinar
CPE Credits: 1.00
Agriculture Lending Information Technology Lending +6 More...